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Accident Help (Home) » Injury Blog » Alabama Exclusive Remedy Provision

A Closer Look at the Exclusive Remedy Provision in Alabama’s Workers’ Compensation Act

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About David Nomberg

David P. Nomberg
Partner Contributor: David P. Nomberg

Nomberg Law Firm | Alabama

David Nomberg, one of the founding partners of Nomberg Law Firm, has been practicing workers’ compensation law for more than 20 years and is a recipient of the prestigious Workers’ Injury Law and Advocacy Group (WILG) President’s Award. View profile

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Alabama company faces criminal charges and civil claims after worker death

Workers’ compensation is an exclusive remedy, which means that injured workers are typically prohibited from filing personal injury lawsuits against their employers. Instead, injured workers must file workers’ compensation claims.

There are, however, certain situations in which an injured worker in Alabama may file a workers’ compensation claim and a personal injury lawsuit.

Let’s take a closer look at how one such situation played out following a fatal accident at a Helena manufacturing plant.

ABC Polymer Industries charged in worker death

ABC Polymer Industries operates a manufacturing plant in Helena, a suburb of Birmingham. The company makes plastic sheets using an assembly line that pulls plastic objects through massive spinning rollers.

On August 16, 2017, Catalina Estillado, an employee of ABC Polymer Industries, became entangled in the spinning rollers. She was killed almost instantly.

Following an Occupational Health and Safety Administration (OSHA) investigation, the company was cited for several serious violations, including the failure to utilize a machine guard (sometimes called an “interlock device”) that stops the rollers from spinning if the guard is lifted.

Almost five years later, on August 18, 2022, the U.S. Department of Justice (DOJ) and the U.S. Attorney’s Office for the Northern District of Alabama filed criminal charges against ABC Polymer Industries.

The DOJ explained in an official release that the company failed to use machine guards despite receiving notice about previous accidents.

“Despite knowing of numerous prior worker injuries from using that machine without the safety guard engaged, ABC Polymer assigned the victim to cut tangles out of plastic sheeting from among the machine’s unguarded spinning rollers with a hand tool. The worker became entangled in the spinning rollers and was killed.”

The willful failure to follow an OSHA safety standard is a Class B Misdemeanor. If convicted, ABC Polymer Industries faces a fine of up to $500,000 and will also be liable for restitution to the victim.

Filing a workers’ compensation claim and a personal injury lawsuit in Alabama

Following the tragic death of his wife, Crescencio Pablo filed a workers’ compensation claim.

Alabama workers’ compensation laws allow the spouse of a deceased worker to file a workers’ compensation claim. The surviving spouse may receive death benefits. Death benefits typically include wage loss benefits (half or two-thirds of the deceased’s pre-injury wages) for up to 500 weeks and burial expenses up to $6,500.

In addition to filing a workers’ compensation claim, Crescencio filed a wrongful death lawsuit against ABC Polymer Industries and two employees, Vice President of Operations Dean Leader and Director of Operations Will Durrall.

After a three-day bench trial, Jefferson County Circuit Court Judge Elizabeth French ruled that the two employees removed a safety guard provided by the machine’s manufacturer. The Judge awarded $3 million in punitive damages to Crescencio.

We’ve already talked about how workers’ compensation is considered an exclusive remedy, so how was Crescencio able to file a workers’ compensation claim and a personal injury lawsuit?

The exclusive remedy provision applies to almost all cases in which a worker suffers an injury at work. However, there are a couple of notable exceptions:

  • When the worker’s injury or death results from willful conduct, and
  • When a third-party (someone other than a colleague or employer) causes the worker’s injury or death

Crescencio took advantage of the first exception. He argued that his wife’s death was the result of willful conduct on the part of Dean Leader and Will Durrall.

Under Alabama’s workers’ compensation law, willful conduct includes the following:

  • Acting with a purpose or intent to injure another
  • Intentionally removing a safety guard or safety device from a machine that was provided by the manufacturer of the machine
  • Knowingly violating a specific written safety rule after receiving written notice that a prior violation resulted in an injury or death

It’s important to keep in mind that even if you meet one of the two exceptions above, you’re not permitted to be compensated twice for the same loss. For example, if your workers’ compensation claim covers your medical expenses, you can’t file a personal injury lawsuit and recover those same medical expenses.

There are, however, damages that workers’ compensation claims do not cover, including pain and suffering and punitive damages.

If you have questions about your legal options following a workplace injury, it’s a good idea to talk to an experienced Alabama workers’ compensation attorney. Initial consultations at Nomberg Law Firm are free.
About the Nomberg Law Firm

With a focus on personal injury, workers’ compensation and wrongful death claims, the lawyers at the Nomberg Law Firm have more than 150 years of combined experience helping injury victims and their families navigate the legal system. Visit the firm’s Enjuris profile and website to get in touch.

Filed Under: Alabama

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Nomberg Law Firm
Protecting Alabama injured workers since 1967
Serving Birmingham and the state of Alabama
(205) 930-6900 Free consult
Specialty: Workers' compensation and Social Security Disability
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